Chapter 5

Scattering Processes and the Electromagnetic Wave Picture

Until now we mostly used the macroscopic ray description of radiative transfer. In this chapter we ask where the interaction coefficients actually come from. To answer that, we step down to the microscopic scale, use the electromagnetic-wave description of light, and prepare the ground for Thomson scattering, Rayleigh scattering, and line scattering.

The big idea is simple: the transfer equation needs \(\alpha_\nu\), and \(\alpha_\nu\) is built from a cross-section and a number density. To compute that cross-section, the ray picture is not enough. We need the wave picture of light interacting with charges.

1. Why We Leave the Ray Picture

The macroscopic transfer equation is still our main tool, but now we want to understand the microscopic quantities inside it.

So far we have worked mainly with the macroscopic description of radiation. Light traveled along rays, and the main equation was the transfer equation along a path length \(s\):

\[ \frac{dI_\nu}{ds}=\eta_\nu-\alpha_\nu I_\nu . \]

We used this equation many times, but we did not really calculate the interaction coefficients from first principles. We introduced optical depth as the accumulated extinction along the path,

\[ \tau_\nu=\int \alpha_\nu\,ds, \]

and in the random-walk picture we also wrote the extinction coefficient in the form

\[ \alpha_\nu=\sigma_\nu n . \]

Here \(n\) is the number density, or more generally an occupation number of the particles or states that interact with the radiation. For electron scattering it can be the number density of free electrons. For atomic lines it can be the occupation number of a particular atomic level. The quantity \(\sigma_\nu\) is the cross-section for the interaction.

So the next question is unavoidable: how do we obtain \(\sigma_\nu\)? If we know the cross-section and the number density, then we know \(\alpha_\nu\), and then we can calculate optical depths and solve the transfer problem.

This chapter starts that calculation for scattering processes. The examples coming next are Thomson scattering, Rayleigh scattering, and eventually line scattering. For these ideas, the electromagnetic-wave description of light is the natural starting point.

Wavelength larger than interaction scale A long electromagnetic wave with wavelength lambda interacts with a tiny particle of radius r, where lambda is much larger than r. λ r ~ Å optical light: λ ~ 5000 Å atomic interaction scale: r ~ Å λ ≫ r, so geometric ray optics is no longer the right microscopic picture.
At the microscopic interaction scale, an optical wavelength is much larger than the size of an atom or electron-scattering region. The ray description is therefore not the right tool for calculating the cross-section.

The reason is scale. In the ray picture we imagine a bundle of light moving through matter. But when light interacts with an atom or an electron, the interaction occurs on an atomic scale. A typical atomic length scale is of order an angstrom. Optical light has wavelength of order \(5000\) angstrom. So for optical light,

\[ \lambda \gg r_{\rm interaction}. \]

That is exactly the regime where the geometrical ray idea breaks down. We can still use the macroscopic transfer equation later, but the coefficients inside it must be calculated using the microscopic wave description.

2. Cross-Section, Flux, and Emitted Power

The cross-section connects an incoming electromagnetic flux to the power emitted or scattered by the particle.

Picture an incoming electromagnetic wave hitting an electron. The electron is driven by the wave, starts to oscillate, and then emits radiation. In scattering, the emitted radiation is the scattered light.

The cross-section is defined by comparing two quantities:

\[ \sigma_\nu=\frac{P_{\nu,{\rm emitted}}}{F_{\nu,{\rm incoming}}}. \]

This definition has the correct units. Power has units of energy per time. Flux has units of energy per time per area. Power divided by flux is therefore an area. That effective area is the cross-section.

Cross-section from incoming flux and emitted power An incoming wave hits an electron, which radiates outgoing waves. The cross-section is emitted power divided by incoming flux. incoming EM flux Fν,in electron emitted/scattered power σν = Pν / Fν,in
The cross-section is an effective area: the area which, if it intercepted the incoming flux, would supply the emitted or scattered power.

This is directly connected to the luminosity and flux language we already used. Power is energy per unit time, so in astrophysics it is often just luminosity. A luminosity can be written as a surface integral of flux:

\[ P=L=\int \mathbf F\cdot d\mathbf A . \]

For a spherical star with radial flux \(F_r\), this becomes

\[ L=4\pi R^2F_r. \]

The microscopic scattering problem uses the same physical idea, but the flux is now the electromagnetic-wave flux, and the emitting object is an accelerated charge rather than a whole star.

3. Maxwell Equations and the Lorentz Force

To calculate the electromagnetic flux and the radiation from an oscillating charge, we start from Maxwell's equations.

We use Gaussian/CGS units in this chapter. These units are common in older radiative-transfer and astrophysics texts, and they have one convenient feature for plane waves: the electric and magnetic fields have the same magnitude.

Maxwell's equations are

\[ \nabla\cdot\mathbf E=4\pi\rho, \qquad \nabla\cdot\mathbf B=0, \]
\[ \nabla\times\mathbf E = -\frac{1}{c}\frac{\partial\mathbf B}{\partial t}, \qquad \nabla\times\mathbf B = \frac{1}{c}\frac{\partial\mathbf E}{\partial t} + \frac{4\pi}{c}\mathbf j . \]

Here \(\rho\) is charge density and \(\mathbf j\) is current density. For moving charges,

\[ \mathbf j=\rho\mathbf v . \]

If we set \(\rho=0\) and \(\mathbf j=0\), we get the vacuum case. Then Maxwell's equations imply a wave equation for both \(\mathbf E\) and \(\mathbf B\):

\[ \nabla^2\mathbf E - \frac{1}{c^2}\frac{\partial^2\mathbf E}{\partial t^2}=0, \qquad \nabla^2\mathbf B - \frac{1}{c^2}\frac{\partial^2\mathbf B}{\partial t^2}=0. \]

This tells us that electromagnetic disturbances propagate with the speed \(c\). This is exactly the wave picture of light.

Now introduce the Lorentz force on a charge \(q\):

\[ \mathbf F=q\left(\mathbf E+\frac{\mathbf v}{c}\times\mathbf B\right). \]

For the scattering calculations in this introductory treatment we take the non-relativistic limit,

\[ \frac{v}{c}\ll 1. \]

Then the magnetic part of the Lorentz force is smaller by a factor \(v/c\), so the force is approximately

\[ \mathbf F\simeq q\mathbf E. \]

In most of the examples we imagine the charge to be an electron. We often write the charge magnitude as \(e\), keeping in mind that the electron charge itself is negative. For the emitted power, the sign will not matter because the result contains \(e^2\).

The mechanical work done on the charge is force dotted with velocity. In the non-relativistic limit this becomes

\[ \mathbf v\cdot\mathbf F = q\,\mathbf v\cdot\mathbf E . \]

For a continuous charge distribution, \(q\mathbf v\) becomes the current density \(\mathbf j\). So the work done per unit volume is

\[ \mathbf j\cdot\mathbf E . \]

This is the term that tells us how the electromagnetic field exchanges energy with matter.

4. Poynting Theorem and EM Flux

Poynting's theorem turns Maxwell's equations into an energy conservation law for the electromagnetic field.

The rate at which the electromagnetic field does work on matter is

\[ \mathbf j\cdot\mathbf E . \]

If this term is positive, electromagnetic energy is being converted into mechanical or thermal energy of the charges. If it is negative, the charges are giving energy back to the electromagnetic field.

Using Maxwell's fourth equation,

\[ \nabla\times\mathbf B = \frac{1}{c}\frac{\partial\mathbf E}{\partial t} + \frac{4\pi}{c}\mathbf j , \]

we can solve for \(\mathbf j\) and dot with \(\mathbf E\):

\[ \mathbf j\cdot\mathbf E = \frac{c}{4\pi}\mathbf E\cdot(\nabla\times\mathbf B) - \frac{1}{4\pi}\mathbf E\cdot\frac{\partial\mathbf E}{\partial t}. \]

After using the vector identity

\[ \nabla\cdot(\mathbf E\times\mathbf B) = \mathbf B\cdot(\nabla\times\mathbf E) - \mathbf E\cdot(\nabla\times\mathbf B), \]

and also using Faraday's law, this becomes Poynting's theorem:

\[ \mathbf j\cdot\mathbf E + \frac{\partial}{\partial t} \left( \frac{E^2+B^2}{8\pi} \right) = - \nabla\cdot \left( \frac{c}{4\pi}\mathbf E\times\mathbf B \right). \]

This is the differential form of Poynting's theorem. If we integrate it over a volume and use Gauss's divergence theorem, the divergence term becomes a surface flux through the boundary. That is the integral conservation statement: the energy inside a volume changes because energy flows through the surface and because fields do work on charges.

This has the same conservation-law shape we used before:

\[ \hbox{work on matter} + \hbox{time change of field energy} = - \hbox{divergence of field flux}. \]

Therefore we identify the electromagnetic energy density as

\[ u=\frac{E^2+B^2}{8\pi}. \]

For a plane electromagnetic wave in Gaussian units, \(|\mathbf E|=|\mathbf B|\), so

\[ u=\frac{E^2}{4\pi}. \]

The electromagnetic flux is the Poynting vector:

\[ \mathbf S=\frac{c}{4\pi}\mathbf E\times\mathbf B. \]
Notation warning: in previous chapters \(E\) meant radiation energy density. In this chapter \(\mathbf E\) is the electric field. The electromagnetic energy density is written as \(u\).

As a sanity check, take a plane wave. Since \(|\mathbf E|=|\mathbf B|\),

\[ |\mathbf S|=\frac{c}{4\pi}E^2=cu. \]

That is exactly what a flux should look like: speed times energy density.

Energy flux through an area A plane wave crosses an area A in time dt. The volume swept out is A c dt, so the flux is u c. c dt A plane wave dV = A c dt flux = energy/(area time) = u A c dt/(A dt) = u c
A wave moving at speed \(c\) sweeps out a volume \(A\,c\,dt\). If the energy density is \(u\), the energy crossing the area is \(uA\,c\,dt\), so the flux is \(uc\).

5. Connection with Specific Intensity

The electromagnetic wave picture must connect back to the radiative-transfer quantities we already know.

A plane wave travels in one direction. So in the specific-intensity language, it is represented by intensity concentrated into one direction:

\[ I(\theta,\phi) = I_0\,\delta(\theta-\theta_0)\,\delta(\phi-\phi_0). \]

The radiation energy density is

\[ E_{\rm rad} = \frac{1}{c}\int I\,d\Omega. \]

For this one-direction plane wave, the angular integral just picks out \(I_0\), so

\[ E_{\rm rad}=\frac{I_0}{c}. \]

Now write the electric field of the wave as

\[ E(t,x)=E_0\cos(kx-\omega t). \]

The wave oscillates extremely fast, so when we compare it to the macroscopic intensity description, we average over one cycle. Since the average of \(\cos^2\) over a full cycle is \(1/2\),

\[ \left\langle\cos^2\right\rangle = \frac{1}{2\pi}\int_0^{2\pi}\cos^2\psi\,d\psi = \frac{1}{2}. \]
\[ \langle E^2\rangle = E_0^2\langle\cos^2(kx-\omega t)\rangle = \frac{E_0^2}{2}. \]

Therefore the time-averaged electromagnetic energy density is

\[ \langle u\rangle = \frac{\langle E^2\rangle}{4\pi} = \frac{E_0^2}{8\pi}. \]

Matching the two descriptions gives

\[ \frac{I_0}{c} = \frac{E_0^2}{8\pi}, \qquad I_0 = \frac{cE_0^2}{8\pi}. \]

The same result appears from the flux side. In the free-streaming limit,

\[ |\mathbf F|=cE_{\rm rad}. \]

So a single plane wave has the same basic relation we used before: flux equals speed times energy density. This is the bridge between the microscopic wave picture and the macroscopic transfer picture.

6. Larmor Radiation from an Accelerated Charge

A charge at rest has a static Coulomb field. A charge that accelerates produces a radiating disturbance in its field.

We now need the power emitted by the electron. The power is the surface integral of the electromagnetic flux:

\[ P=\int |\mathbf S|\,dA = \int \frac{c}{4\pi}E^2\,r^2\,d\Omega . \]

First consider a static charge. Its electric field is Coulomb's law:

\[ E_r=\frac{q}{r^2}. \]

If we put this into the power integral, \(E_r^2\) falls like \(1/r^4\), and after multiplying by the surface area factor \(r^2\), the contribution still falls like \(1/r^2\). So the static Coulomb field is not the radiation that reaches us from far away. It dies away too fast.

The important part appears when the charge accelerates. Imagine an electron initially at rest. Its electric field lines are radial. Then we give the electron a small kick for a short time \(\Delta t\). A later time \(t\) afterward, the information about that kick has only traveled a distance \(ct\). Outside that radius, the field still looks like the old field. Inside, the field knows about the new position. The field lines must connect, so a thin shell of distorted field lines moves outward.

Field-line kink from a kicked electron An electron is displaced upward. A spherical shell of thickness c delta t contains distorted field lines. The transverse component of the electric field is the radiating part. ct cΔt δv t θ old electron position new position after kick Eθ is the transverse radiating field Eθ / Er = δv t sinθ / (cΔt) = a r sinθ / c²
The kick creates a kink in the electric field lines. The transverse part of the kink is the radiating field. It falls as \(1/r\), so it survives to large distance.

The shell thickness is \(c\Delta t\). The sideways displacement of the charge, projected perpendicular to the line of sight, is \(\delta v\,t\sin\theta\). Therefore

\[ \frac{E_\theta}{E_r} = \frac{\delta v\,t\sin\theta}{c\Delta t}. \]

Since the acceleration is \(a=\delta v/\Delta t\), and since the disturbance observed at radius \(r\) was emitted a time \(t=r/c\) earlier,

\[ \frac{E_\theta}{E_r} = \frac{a r\sin\theta}{c^2}. \]

Using \(E_r=e/r^2\), the transverse electric field is

\[ E_\theta = \frac{e a\sin\theta}{c^2 r}. \]

This is the crucial point. The static Coulomb field falls as \(1/r^2\), but the radiation field from the accelerated charge falls only as \(1/r\). That is why radiation can travel to large distances.

Now put this radiating field into the power integral:

\[ P = \int \frac{c}{4\pi} E_\theta^2 r^2\,d\Omega . \]

Substitute \(E_\theta=e a\sin\theta/(c^2r)\):

\[ P = \frac{c}{4\pi} \frac{e^2a^2}{c^4} \int \sin^2\theta\,d\Omega . \]

The \(r^2\) from the area cancels the \(1/r^2\) from \(E_\theta^2\), so the emitted power is independent of how far away we place the sphere. That is exactly what we want for radiation.

Now evaluate the angular integral:

\[ \int\sin^2\theta\,d\Omega = \int_0^{2\pi}\int_0^\pi \sin^2\theta\,\sin\theta\,d\theta\,d\phi = 2\pi\int_0^\pi\sin^3\theta\,d\theta = \frac{8\pi}{3}. \]

Therefore

\[ P= \frac{2e^2a^2}{3c^3}. \]

This is the Larmor formula. It gives the total power radiated by a non-relativistic accelerated charge.

Dipole radiation pattern

The radiation is not emitted equally in all directions. The differential power is

\[ \frac{dP}{d\Omega} = \frac{e^2a^2}{4\pi c^3}\sin^2\theta . \]

Along the acceleration direction, \(\theta=0\), so \(\sin^2\theta=0\). There is no radiated power in that direction. Perpendicular to the acceleration, \(\theta=\pi/2\), so the emission is maximum. This produces the characteristic dipole pattern.

Dipole radiation pattern The accelerated charge emits a sin squared theta dipole pattern, zero along acceleration and maximum perpendicular to it. a θ dP/dΩ ∝ sin²θ zero along acceleration, maximum sideways
The dipole pattern comes from the transverse component of the disturbed electric field. No transverse component means no radiation in that direction.

Many charges and the dipole moment

The Larmor formula was derived for one charge, but it can be generalized to a collection of charges. Define the electric dipole moment

\[ \mathbf D=\sum_i q_i\mathbf r_i . \]

Taking two time derivatives gives

\[ \ddot{\mathbf D} = \sum_i q_i\mathbf a_i . \]

Then the emitted power can be written in the compact form

\[ P= \frac{2}{3c^3} |\ddot{\mathbf D}|^2 . \]

This is why the result is often described as dipole radiation. Accelerating charges change the dipole moment, and that changing dipole moment radiates.

This same Larmor formula will be used for scattering. An incoming wave accelerates an electron; the accelerated electron radiates; that re-radiated light is the scattered radiation. The same idea will also reappear later in free-free emission: an electron is deflected by a proton, the deflection is an acceleration, and the accelerated charge emits radiation.

The next scattering topics use this foundation. Thomson scattering is the free-electron limit, and it will let us estimate why stars cannot become arbitrarily luminous before radiation force becomes important. Rayleigh scattering explains why shorter wavelengths scatter more strongly, which is the basic reason the sky is blue. Line scattering needs more quantum mechanics, but the classical driven-and-damped oscillator picture already gives useful intuition about why spectral lines are narrow and powerful, and why a line profile has a characteristic shape.

References

These sources support the electromagnetic-wave description, Poynting theorem, and dipole-radiation calculation used in this chapter.

  • Lecture transcript and board screenshots for scattering processes and electromagnetic wave theory.
  • Rybicki and Lightman, Radiative Processes in Astrophysics, sections on electromagnetic radiation, Larmor radiation, and scattering.
  • Jackson, Classical Electrodynamics, standard results on Poynting theorem and radiation from accelerated charges.
  • University of Texas electromagnetic theory notes: Poynting theorem and electromagnetic energy conservation.